Head of Compliance (SMF16) - Pensions, Stoke-on-Trent
Client:
Willow Resourcing Limited
Location:
Stoke-on-Trent, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Views:
2
Posted:
22.08.2025
Expiry Date:
06.10.2025
Job Description:
Role Overview:
Seeking a flexible, remote Head of Compliance (SMF16) to lead compliance for a next-generation pension technology platform backed by a leading FinTech VC. The role involves helping build the business, ensuring regulatory robustness, and acting as the primary FCA contact.
Key Responsibilities:
* Be the firm's first Compliance hire, assisting with FCA application and authorization.
* Work with developers to ensure systems and processes are compliant before going live.
* Serve as SMF16, maintaining ongoing FCA compliance and managing regulatory interactions.
* Design, implement, and monitor compliance frameworks, policies, and procedures, especially in pensions and CASS.
* Provide regulatory guidance across business units, including new products, operations, and marketing.
* Advise the Board on regulatory developments and impacts on strategy.
Candidate Profile:
* Experienced Compliance leader with deep pensions knowledge (personal pensions, SIPPs, etc.).
* Strong FCA engagement track record; CASS experience is advantageous.
* Confident in challenging leadership and a direct communicator.
If interested, click apply to send your CV. For a confidential discussion, contact Mark at 0121 274 0357 or email at [emailprotected].
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