Compliance Officer
Salary:£28,000 £35,000 (depending on experience)
Location:Liverpool City Centre
Type:Full-time, Permanent
Are you an experienced Compliance Officer looking to progress your career in Compliance? This is an excellent opportunity to join a dynamic business where youll play a pivotal role in overseeing customer onboarding within an FCA Regulated car finance CMC. You will act as a steady gatekeeper in the support of a smooth, transparent and fair customer journey whilst safeguarding the business any operational or regulatory risk.
----------------------------------------
Key Responsibilities
1. Conducting full CDD (Customer Due Diligence) on new customers which will include: risk profiling, assessment of documentation and identity verification.
2. Performing Enhanced Due Diligence (EDD) for low to high risk marketing activities, including doing deeper investigations into the customer journey and then identify any patterns or unusual behaviour.
3. Ensuring all KYC (Know Your Customer) and AML (Anti-Money Laundering) requirements are fully met in line with regulatory standards and internal procedures.
4. Supporting with the designing and undertaking of the companys mystery shopper programme with the end goal of assessing quality and compliance of customer interactions.
5. Supporting the d...