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Compliance Officer - Multi Strat Hedge Fund, Bath
Coopman Search and Selection is delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
In this role, you will work as an experienced member of the Compliance team, providing support for the global compliance programme's daily operations.
Key Responsibilities:
* Establish training programs to ensure effective compliance training and development
* Manage the routine compliance monitoring programme
* Conduct market abuse monitoring, including detailed trade reviews
* Research new and emerging legal and regulatory areas
* Maintain compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment, etc.)
* Oversee the firm's restricted lists and sanctions monitoring
* Provide compliance reports to the fund's boards and clients
* Review and approve marketing materials; advise on marketing rules across jurisdictions
* Handle regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably within a hedge fund or asset management
* Generalist compliance experience
* Strong knowledge of FCA and SEC regulations
* Understanding of fund structures including UCITS, Cayman, and managed accounts
* High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment
For a confidential discussion or more information, please contact [emailprotected]
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