Head of Compliance - Commodities/Derivatives
Head of Compliance - Commodities/Derivatives
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Commodities Recruitment - Compliance, Risk, & Legal
The Head of Compliance will lead a team of six, overseeing all compliance functions for a commodities trading business focused on derivatives. Holding SMF16/17 responsibilities, this role ensures regulatory adherence, drives a robust compliance culture, and mitigates risks in a dynamic trading environment, with a preference for expertise in oil or energy commodities.
Key Responsibilities:
* Develop and implement compliance policies.
* Oversee monitoring, reporting, and advisory functions for derivatives trading.
* Lead and mentor a small team in compliance.
* Serve as the primary regulatory contact, fulfilling SMF16/17 obligations.
* Conduct risk assessments and maintain controls for commodities trading activities.
* Advise senior leadership on regulatory changes and their impact.
* Deliver training to foster compliance awareness across the organisation.
Candidate Profile:
* Proven compliance experience in trading houses (especially oil/energy), brokerages or market makers.
* Deep understanding of derivatives regulations and trading operations.
* Prior team management and SMF16/17 experience is highly desirable.
* Strategic, proactive thinker with resilience in high-pressure environments.
Seniority level
* Seniority level
Director
Employment type
* Employment type
Full-time
Job function
* Job function
Analyst and Legal
* Industries
Securities and Commodity Exchanges, Oil and Gas, and Investment Banking
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