MERJE is seeking a highly skilled Compliance Assurance Officer for a leading company in the Insurance sector. This role offers an exciting opportunity to provide second-line assurance, focusing on FCA/PRA obligations and Consumer Duty. The ideal candidate will have strong analytical skills and a deep understanding of regulatory requirements.
The Company
This established organisation has a strong focus on delivering excellent customer outcomes. The company is committed to maintaining high standards of regulatory compliance and continuously improving consumer experiences.
The Role
As a Compliance Assurance Officer, you will play a crucial role in ensuring regulatory compliance and driving good consumer outcomes. This position offers the opportunity to work with senior management and contribute to the company's regulatory strategy.
Key Responsibilities of the Compliance Assurance Officer:
Conduct risk-based second-line assurance activities, including delivery of the Compliance Monitoring Plan
Provide feedback on the Consumer Duty Management Pack and oversee compliance-related matters
Support reporting requirements to Executive and Board Committees
Review compliance policies, processes, and financial promotions
Drive continuous improvement to enhance regulatory and customer outcomes
Required knowledge and experience for the Compliance Assurance Officer role:
Compliance experience specifically in providing second-line assurance is essential, preferably within the insurance sector
Strong communication skills and ability to build relationships at all levels
Excellent analytical and investigation skills
Attention to detail and proficiency in written reporting
Detailed understanding of the FCA handbook
If you are an experienced Compliance Assurance Officer looking for a challenging role in a dynamic environment, we encourage you to apply for this position. Your expertise will be invaluable in shaping the company's regulatory compliance strategy.
Applicants must be located and eligible to work in the UK without sponsorship.
Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website.
If you would like this job advertisement in an alternative format, please contact MERJE directly.