Surveillance Compliance
Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function.
Your responsibilities will include:
* Assist in performing daily surveillance of trading to ensure compliance with relevant regulations
* Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour
* Play an important part in delivery of a variety of initiatives across surveillance i.e. system testing and implementation
* Help improve current systems and processes.
* Be the point of contact for policies and procedures that impact the surveillance space
* Produce and analyse reports
As a successful applicant you will have:
* Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities markets
* A working knowledge of the relevant FCA rules and regulations.
* Experience in surveillance project delivery.
* Strong attention to detail.
* Have excellent communication skills both verbal and written.
For more information or to apply, please contact the compliance team on 020 33015821 or ben.hudson@blackswangroup.com