Overview
Area Compliance / Supervision Manager - Home working - Pre Cas team. PRIMIS Mortgage Network is the largest Mortgage Network in the UK and part of the LSL Property Services plc group. We are recruiting for a home working / field-based Area Compliance / Supervision Manager to join our 50+ strong Area Supervision team across the UK that support 3000+ regulated advisors & appointed representatives throughout our network. This role is home-based, so geography can be anywhere in the UK. This role is specifically within the Pre-Cas supervision team. This is an excellent opportunity for an existing Mortgage Compliance professional with a proven track record in Mortgage & Protection compliance / supervision to join a fast-paced people business. Candidates will be considered only if they have relevant supervisory experience within the Mortgage Industry.
Duties to include
* To ensure compliance with both in-house and regulators’ compliance procedures for appointed representatives.
* To ensure appropriate standards/procedures are followed by authorised appointed representatives.
* Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales.
* Identify areas where Advisors can improve their standards and associated risk ratings.
* Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements.
* Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable.
* Facilitate the delivery of appropriate training, liaising with the PRIMIS training team where necessary.
* Demonstrate a suitable level of industry knowledge and experience to conduct the role.
* Ensure that appropriate needs are identified and, where appropriate, facilitate delivery of additional support to ensure needs are being met.
* Supervise individual Advisors in accordance with the approved training and competence scheme.
Salary & Benefits
* Salary between £36,000 and £42,000 per annum DOE negotiable. The stated salary includes the car allowance offered with this role.
* A full UK driving license is essential.
* The full CeMAP or equivalent qualification is a requirement of the role and ideally an Equity Release qualification also.
Apply today for an exciting and challenging career with the largest Mortgage and Protection Network in the UK. Applications in confidence to James McNee of PRIMIS / LSL\'s internal recruitment function james.mcnee@primis.co.uk
Equal Opportunity
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.
LSL Property Services is dedicated to protecting your data — our Recruitment Privacy Notice can be viewed on the LSL Careers website.
Additional details
* Seniority level: Mid-Senior level
* Employment type: Full-time
* Job function: Legal
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