Risk and Compliance Assistant
* Location: Guildford
* Job Type: Permanent, Full Time, Office Based
* Salary: Circa £35,000 per annum (depending on experience)
Join a pioneering. modern law firm that values a balanced approach to work, ensuring our lawyers and clients receive the best care and service. We are looking for a Regulatory/Risk and Compliance Assistant to enhance our compliance with AML regulations and other regulatory requirements, contributing to our firm's integrity and adherence to legal standards.
Day-to-day of the role:
1. Compliance Monitoring: Conduct regular reviews of client files and transactions to ensure compliance with AML regulations and report any suspicious activities.
2. Client Due Diligence: Perform thorough due diligence checks on new and existing clients to assess risk levels and verify identities.
3. Regulatory Research and Analysis: Stay updated on changes in AML and other regulatory requirements, conducting research and providing summaries.
4. Record Keeping and Documentation: Maintain accurate records of AML-related activities and prepare regulatory reports.
5. Training and Awareness: Develop AML training programs and provide ongoing...