Compliance Officer (Generalist) – Hedge Fund - London
Company Overview:
Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm.
Role Overview:
As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:
· Prepare and document the compliance monitoring programme including testing
· Advising the business on regulatory change
· Regulatory reporting across multiple jurisdictions
· Trade surveillance
· Creating, managing, and enhancing policies and procedures
· Compliance systems reviews and audits
· PA dealing
· Gifts and Entertainment
· Compliance training for staff at all levels including partners
· Ad hoc project work
Requirements:
· Bachelor's degree in Finance, Economics, Law, or a related field.
· Substantial generalist compliance experience (5-10 years) working for an alternative investment firm.
· Strong knowledge of UK financial regulations and industry best practices.
· Excellent analytical and problem-solving skills with high attention to detail.
· Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com