THE COMPANY:
Our client is an expanding wealth management firm, offering a broad range of services across financial planning, investment management through to settlement and custody services.
Please note, this role is based in Harrogate.
THE RESPONSIBILITIES:
* Day to day duties will include data input, maintaining central spreadsheets, and maintain good paperless records for audit purposes.
* Assist with the smooth running of all aspects of the Operations process, as and when required
* Being the subject matter expert on Know Your Customer (KYC) and Due diligence (DD) processes and be able to train internal, and possible external staff, on these processes
* Maintaining up to date knowledge of company procedures and policies and completing compliance training in a timely manner
* Any other duties in line with the level and scope of this role.
EXPERIENCE REQUIRED:
* Strong verbal and written communication
* Inquisitive and a problem-solver with a keen eye for detail
* Proven ability to work within a team and on your own.
* Experience with Microsoft 360 advantageous.
* Client Data or Transfer knowledge preferable but not essential.
* Experience within the financial services sector is advantageous but not necessary.
For further information please contact Eleanor Gowling