Direct message the job poster from TG Selection
An excellent opportunity with a West Midlands independent financial advice firm looking to recruit a Compliance Manager / Head.
This role will support the day-to-day compliance function, FCA liaison, line of sight to T&C operations, and be responsible for the quality assurance/file review team. This position will not require SMF16/17 functions and will benefit from the support of a third-party compliance service provider.
My client has an excellent reputation as a long-standing IFA business providing client-centric financial planning services and is committed to being a people-focused organization.
Highlights include:
* Be an integral part of a well-established directly authorized Financial Services firm
* Enjoy day-to-day autonomy with full support from the leadership team
* Open to an experienced or aspiring compliance manager seeking a development pathway to Head of Compliance
* Receive excellent 121 mentorship and training from the leadership team
* Package based on experience and development needs with a suggested salary guide of £40-65k
Candidate requirements:
This opportunity is ideally suited to a candidate from a similar background or individuals with technical skills gained as a Paraplanner or File Review Specialist keen to progress in this area.
It is essential to have worked in a Financial Adviser office involved with pensions and investment planning.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Legal
Industries
* Staffing and Recruiting
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