Training and Competence Supervisor, Guildford
Client:
Clayton Davies
Location:
Guildford, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Views:
4
Posted:
07.06.2025
Expiry Date:
22.07.2025
Job Description:
Training and Competency Supervisor
Our client, a leading wealth management firm dedicated to delivering tailored financial solutions and exceptional service, is seeking a T&C Supervisor to support their adviser development and ensure regulatory compliance.
Role & Responsibilities:
* Supervise and support advisers according to the firm’s T&C scheme and FCA standards.
* Conduct observations, coaching, and assessments of advisers.
* Monitor KPIs and risk indicators to identify training needs.
* Lead induction and ongoing training for advisers.
* Collaborate with Compliance, Risk, and Learning & Development teams to improve the T&C framework.
* Provide MI reports and support audits and regulatory reviews.
* Foster a culture of ethical advice and continuous learning.
Requirements:
* Proven experience in a T&C-related role.
Due to high application volume, not all applicants will be contacted. If you are not shortlisted within 7 working days, please consider your application unsuccessful.
Clayton Davies acts as an employment agency for this role.
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