Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
In this role you will work alongside the Head of Compliance as an experienced member of the Compliance team, providing additional capacity to cover day-to-day work of the global compliance programme.
Key Responsibilities:
* Helping to establish training or other such activity to ensure effective training & development
* Responsibility for the routine compliance monitoring programme
* Carry out market abuse monitoring, including deep dive trade reviews
* Carry out research into new and developing areas of law and regulation
* Oversight of maintenance of compliance registers, including personal account trading, breaches, errors and incidents, gifts and entertainment, etc
* Assume day-to-day responsibility for the firm’s restricted lists & sanctions monitoring programme
* Provide compliance reports to the funds' boards of directors & the firm’s clients
* Review and sign off marketing materials, provide advice on marketing rules in different jurisdictions
* Assume day-to-day responsibility for regulatory reporting & staff attestations
Experience Required:
* 4-8 years within financial services, ideally within a hedge fund or asset manager.
* Generalist compliance experience
* Good level of knowledge of FCA & SEC regulations
* Demonstrated knowledge of fund structures including UCITS, Cayman, and managed accounts
* High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk
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