Job Description
Signature Recruitment is delighted to partner with a respected organisation in the financial services sector to recruit a Compliance Manager. This permanent opportunity offers the chance to work closely with senior stakeholders and guide the business in meeting evolving regulatory requirements. You will join a small established team with offices in central Bristol.
Compliance Manager Key Responsibilities
* Advising the business on FCA regulations including SYSC, COBS and MiFIDPRU.
* Supporting teams in interpreting regulatory requirements and Consumer Duty.
* Monitoring and assessing compliance risks such as Trading Styles and CASS.
* Reviewing and approving financial promotions and client communications.
* Providing SMCR guidance and managing FCA Connect submissions.
* Delivering compliance training and serving as a subject matter contact.
* Preparing papers and taking minutes for the Risk & Compliance Oversight Committee.
* Keeping the business informed of regulatory changes.
What We’re Looking For
* Experience in a compliance advisory function, ideally wealth management.
* Strong expertise in FCA rules including SYSC, COBS, AML and MiFIDPRU.
* Ability to work with senior leaders and influence business decisions.
* Clear communication skills and strong analytical capability.
* Proactive mindset and excellent organisational skills.
Location & Working Hours
* Based in Bristol, hybrid after training and onboarding is complete
* Full-time, Monday to Friday
* Permanent position, salary DOE (c.£36,000 to £45,000)
Why Join?
* Work directly with senior leadership on high-impact compliance matters.
* Join a respected organisation committed to strong governance and client outcomes.
* Broad advisory remit offering professional growth and variety.