We are seeking an experienced and proactive Compliance Manager to join our international law firm’s Risk & Compliance team. The successful candidate will play a key role in managing compliance processes across the firm, with a focus on conflicts of interest and anti-money laundering (AML).
Key Responsibilities:
* Act as a point of escalation for junior analysts, providing guidance and oversight on complex compliance queries.
* Review and manage potential conflicts of interest, ensuring compliance with firm policies and applicable regulations.
* Oversee AML due diligence for new and existing clients, including risk assessment and enhanced due diligence where required.
* Support the Head of Business Acceptance and General Counsel in implementing and maintaining effective compliance frameworks and policies.
* Liaise with partners and senior management on business acceptance issues and provide practical, risk-based advice.
* Assist with compliance training, monitoring, and periodic audits to promote a strong culture of ethical conduct and regulatory awareness.
Requirements:
* Prior experience in a law firm or professional services environment, ideally in a compliance or risk management role.
* Strong knowledge of conflicts of interest rules and AML regulations applicable to law firms.
* Excellent analytical, communication, and problem-solving skills.
* Ability to work under pressure, manage competing priorities, and provide sound judgment on complex issues.