About the Role: Our client is seeking an experienced Compliance Manager to support their global compliance function. Reporting to the Chief Compliance Officer based in London, you will play a key role in ensuring the firm remains fully compliant with all relevant regulations (excluding financial regulations). This is a high-impact role offering broad exposure across portfolio management, trading, marketing, onboarding, and regulatory reporting. Key Responsibilities: Execute and manage the Compliance Monitoring Programme across all regulated business activities, including: Monitoring regulatory developments Oversight of portfolio management and trading practices Reviewing market abuse controls and maintaining restricted lists Communications surveillance and best execution reviews SM&CR framework oversight KYC/AML onboarding and periodic reviews Marketing and distributor compliance checks Conflict of interest and investment research monitoring Training assignment and compliance certifications Approval of personal account dealing, gifts & entertainment, and external interests Provide proactive compliance advisory support across asset management operations Manage and submit timely regulatory filings (e.g., Major Shareholdings, SSR, Takeover Panel) Maintain oversight of transaction reporting and surveillance controls Support the MLRO function, including AML training and operational risk control Escalate material compliance issues to the CCO as appropriate Assist in the preparation of reports to governance committees and the Board Maintain and update the firm’s compliance policies and procedures Key Requirements: Minimum 7 years' compliance experience within the investment management sector In-depth knowledge of UK regulatory frameworks, especially FCA SYSC and COBS Experience in regulatory reporting (e.g., Major Shareholding, SSR, Takeover Panel) Strong knowledge of market abuse regulations and trading oversight Understanding of UCITS and offshore fund regulatory environments Familiarity with European regulations such as MiFID II and MAR Comfortable working with Bloomberg AIM Strong analytical, problem-solving, and decision-making skills Excellent communication skills – written and verbal Highly organised, proactive, and able to work under pressure This is a fantastic opportunity to be part of a respected and globally active investment firm, where your expertise will contribute directly to the ongoing success and integrity of the business. If this opportunity interests you, please apply via LinkedIn, or email me your CV over to: murrayjardine@lutinebell.com