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Investment Risk & Compliance Specialist, Slough
Client: Davies Talent Solutions
Location: Slough, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views:
2
Posted:
26.08.2025
Expiry Date:
10.10.2025
Job Description:
Our client, one of the UK’s largest asset managers with ambitions to double AUM, is looking to appoint an experienced Fund Compliance Specialist in a broad and rewarding role, covering both assurance and advisory activities.
Reporting directly to the Head of Risk & Compliance, the role will support the firm’s wider strategic ambitions, including development of new propositions. This is an opportunity to join a dynamic and ambitious firm in a varied Compliance role with exposure to senior stakeholders, both internally and externally.
You will:
1. Advise business areas on recommended control improvement actions.
2. Provide investment risk and compliance consultancy to key stakeholders.
3. Lead on second line engagement change initiatives.
4. Support the Head of Risk and Compliance in developing and delivering the Compliance Plan.
5. Review daily risk measurement checks (e.g., Derivative exposures; fund compliance with VaR limits, VaR back-testing overshoots, and Liquidity thresholds).
6. Act as the risk and compliance contact for error and breach identification, resolution, trend analysis, and escalation.
7. Liaise with the Depositary to complete regulatory and best practice obligations.
The ideal candidate will have demonstrable compliance experience in the investment management sector, particularly in an ACD business, with deep knowledge of UCITS & COLL; strong understanding and experience of 2LoD compliance monitoring techniques and regulatory requirements, including investment principles, investment types, and portfolio liquidity; excellent communication skills, with an ability to influence, facilitate, and negotiate.
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