The position of Audit Manager Financial Crimes Audit, High Risk Areas resides within the Financial Crimes
Centre of Excellence of the Audit Department.
Assess controls, policies, and procedures to prevent, detect, and mitigate financial crimes such as fraud,
money laundering, Sanctions evasion, and bribery, and corruption.
Conduct risk assessments, review regulatory compliance, and evaluate internal controls to ensure
adherence to legal and industry standards.
Collaborate with compliance, risk, and legal teams to recommend improvements and mitigate financial
crime risks.
Support the development and implementation of audit programs by contributing insights and assisting
with planning activities.
Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with
established standards and timelines.
Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix
(pRCM), Findings Grid and Audit Report.
Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid,
evidence uploads)
Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory
reviews in accordance with policy
Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders,
senior management and external auditors for specific and/or overall Audit area
Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as
well as supporting implementation efforts.
Lead / manage the integrated implementation of policies / processes / procedures / changes across
multiple functional areas
Act as the audit lead or audit advisor to management and respective teams for area of specialization.
Report on emerging trends, identifying issues and opportunities and recommending action to senior
management.
Facilitate key discussions and provide thought leadership to executive audience
SHAREHOLDER
Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable
regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying
control weaknesses/failures, potential opportunities to improve operational efficiencies for their business
area
Actively manage relationships with business lines/ corporate and/or control functions and ensure
alignment with enterprise and/or regulatory requirements
Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential
impacts to the Bank
Assess / identify key issues and escalate to appropriate levels and relevant stakeholders where required
Maintain a culture of risk management and control, supported by effective processes and sound
infrastructure in alignment with risk appetite
Participate in cross-functional / enterprise initiatives as a subject matter expert helping to identify risk /
provide guidance for complex situations