Company description: A rewarding place to work. At Rathbones, We invest in everyones tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business. Job description: Role Title: Surveillance Monitoring Officer Department: Compliance Location: Liverpool Contract Type: Permament The Role To act as a Surveillance Monitoring Officer and support with the execution of the 2LOD surveillance monitoring programme including but not limited to daily review of trade activity and weekly assessment of best execution. Outcomes of the Role Supports the delivery of the surveillance monitoring programme across the Rathbones Group, in line with regulatory requirements and ensures the smooth delivery of said plan to a high standard of quality. Ensures that the quality and tenacity of review work completed is to a high standard, accurate and well documented. Assess trades on a daily basis for potential market abuse utilising the automated analysis software, LiquidMetrix and the business enhanced monitoring activities. Assesses best execution on a weekly basis and provides challenge to 1LoD Dealing teams on the outliers identified by the trade monitoring software. Attends and provides input to weekly best execution meetings between the Dealing team and Compliance. Supports the maintenance and development of the trade monitoring software, LiquidMetrix. Including, but not limited to, the annual parameters assessment and ongoing continuous improvement of the monitoring frameworks. Performs routine monitoring programme across the Groups communication mediums. Produces regulatory submissions including TR-1 reports and Takeover Panel reporting. Develops insightful and meaningful management information to help governing Committees understand themes and trends arising. Drives the continuing professional development of oneself. Knowledge, Skills, and Experience Demonstrates a solid understanding of the investment management industry. Demonstrable experience in compliance monitoring and a strong understanding of the regulatory requirements of this. Confident communicator, skilled at developing internal relationships and external where necessary (e.g. regulators, external auditors and potentially clients) Strong collaboration skills - proactively seeks to share information and ideas. Keeps up to date with developments in both the Rathbones Group and wider industry, including new products, legislation and regulation. Knowledge and good understanding of COBs, MAR, CASS and general FCA and PRA requirements. Strong IT literacy and ability to adapt to new systems Background in compliance roles and experience of compliance monitoring Demonstrable experience in trade monitoring including Best Execution and Market Abuse