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Compliance manager

York (North Yorkshire)
Anonymous
Compliance manager
Posted: 18 June
The role

We are keen to speak with experienced compliance specialists - from the buy-side - for an exciting new role at a highly prestigious asset manager

The key points to emphasise here are that the business has an exceptional reputation , and that the role will work directly for the CCO - so a great source of learning and development


Key Responsibilities will include :


  • Running the cmpliance monitoring programme
  • Central compliance
  • Financial promotions and related documentation
  • Regulatory reporting
  • CASS


Candidates are likely to have at least five years buy-side compliance experience

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