Join the fast-paced and dynamic EMEA Client Operations team as KYC Audit and Exam Associate!
As a KYC Audit and Exams Associate in Client Operations team, you will lead exams in relation to KYC, AML and Regulatory risk. You will be required to ensure there is adequate oversight and controls for the department’s activities. You will partner closely with key Business and Operations teams, Compliance, Legal, Internal Audit, External Regulators, and Senior Management to mitigate risk in a proactive manner. As a successful candidate, you will have strong stakeholder management experience and ability to influence at senior levels as well as a deep understanding of Regulatory and Audit environment in Financial Services.
Job Responsibilities
Partakes in engagements across a range of specialist areas including AML/KYC, Regulatory engagements, Internal audits and Issue management.
Assists in mitigating and escalating all risks (operational, reputational, financial, regulatory etc.) that may impact on EMEA Client Onboarding.
Assists in developing an appropriate risk culture across the Client Onboarding team and key partners.
Assists in issue management through proactive management of Action Plans including analysis of solutions, plan proposal, oversight of plan tasks, validation, manage chain of approvals and closure.
Controls design and implementation: process mod...