VP Senior Compliance Officer – Monitoring & Testing Manager
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Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Manager to join its high-performing compliance function.
Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Manager to join its high-performing compliance function. This is an exceptional opportunity to play a critical leadership role in delivering a robust and strategically aligned compliance monitoring and testing programme. You will lead on high-impact reviews, contribute to strategic regulatory projects, and be a trusted partner to senior stakeholders across the business. The organisation is renowned for its strong culture of internal mobility and long-term career progression.
* Provide senior stakeholders with actionable insights into compliance and conduct risk across EMEA.
* Deliver risk-based assurance to management and regulators across a wide range of regulatory themes.
* Lead the design, planning, and execution of complex thematic and desk-based reviews.
* Execute high-quality, technically sound compliance testing aligned with regulatory expectations and industry best practice.
* Conduct deep-dive reviews to assess the effectiveness of controls in mitigating financial crime, market abuse, and other key risks.
* Act as a subject matter expert on UK and EU regulatory frameworks and support wider compliance initiatives and projects.
* Build and maintain effective working relationships with front office and support function stakeholders.
The successful candidate must have:
* Strong experience in compliance testing, monitoring, or internal audit within an investment bank or financial services institution.
* Excellent technical knowledge of UK and EU compliance and conduct risk frameworks.
* Proven ability to manage and execute complex compliance reviews independently.
* Strong stakeholder management and communication skills.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
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