Tate Recruitment is looking for a Compliance Manager/Head of Operations in Taunton, UK. This hands-on leadership role requires significant experience in an Independent Financial Adviser environment to ensure compliance with regulations and support operational excellence.
The successful candidate will work closely with the management team to embed compliance principles, oversee audit readiness, and contribute to strategic growth initiatives. Strong experience with Intelliflo Office and a thorough understanding of UK financial services regulation are essential.
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