I'm currently supporting a well established law firm based in Yeovil who is seeking a Compliance officer to join the team. You will besupporting theCOLP (Compliance Officer for Legal Practice). You must have prior legal experience and be familiar with regulatory requirements. This is a great opportunity to work within a supportive and leading law firm, offering career development, training and progression.
This is a critical function and requires someone who is confident working on their own initiative and is comfortable communicating effectively with people at all levels of the Company.
* To play a key role in the compliance of the Company.
* To support/assist the COLP with all aspects of Risk and Compliance.
* To support/assist the Money Laundering Reporting Officer (MLRO).
* To update and monitor the Companys Office Manual including all compliance policies and procedures.
* To assist with complaints and claims.
To act as first point of call for staff compliance queries.
* To administer, update and train staff on the Companys compliance platform (Riliance).
* Organise Monthly Risk and Compliance meetings and prepare agenda and take, type and circulate minutes.
* Produce monthly and Annual Compliance reports and collate any other relevant information.
The ideal candidate will be/have:
* Legal experience.
* An excellent understanding of the SRA rules.
* A self-starter and able to work independently.
* Able to demonstrate competence and take responsibility.
* A self-starter with a pro-active attitude towards the responsibilities assigned.
* Good problem-solving capabilities.
* Friendly approachable manner.
* Must be IT literate.
The successful applicant will also be vehicle owner and hold a full driving licence. We would consider a hybrid role.
If you are organised, motivated and interested in developing your career Iwould love to hear from you, please apply today!
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