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Compliance analyst

Southend-on-Sea
Permanent
Ens Recruitment
Compliance analyst
Posted: 29 July
Offer description

An established Lloyd’s broker based in Southend on Sea, Essex is currently looking to recruit a Compliance Analyst to assist the Head of Risk & Compliance to join their successful team. Experience in FCA compliance is essential This is a well-respected Lloyd’s insurance broker. Hybrid role. Experience in compliance within insurance and/or legal field is required. Job Description Overview Suitable candidates for the position will already have a working knowledge of the FCA and insurance compliance and will ideally have gained experience working within an insurance environment. You will need to be able to cope with a busy work environment dealing with varied tasks throughout the day. Reporting directly to Head of Risk & Compliance. Assisting in the company’s compliance duties which include: * Conduct Compliance monitoring and audits of the significant business processes to provide the business with assurance on FCA regulated business areas. * Ensure compliance requirements are adhered to. * Monitor, analyze and communicate new regulatory developments and legislation that affect the business and operation of the company and update department’s working papers as necessary. * Provide guidance/sign off on financial promotions. * Understand and implement oversight and audit requirements in accordance with SYSC rules. * Develop and lead the Compliance Plan as agreed by the Board. * Embed an...

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