New Compliance Manager (Lloyd’s) opportunity working for a top performing specialty insurer. Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.
Key Responsibilities:
* Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where appropriate.
* Drafting and reviewing policies and procedures to advise the business around their regulatory obligations.
* Establishing an annual Compliance Monitoring Plan, and undertaking some aspects of monitoring.
* Establishing an annual Compliance Training Plan and the provision of specific Compliance Training where required.
* Provide oversight and administration of the broker approval process.
* Maintain an effective system for communicating relevant regulatory updates to the business.
* Manage the regular reviews of sanctions matches, clearing false positives and escalating true matches as appropriate.
* Responsibility for Complaints Management and Complaints Reporting.
* Assist with business’ annual Lloyd’s Oversight Principles self-assessment.
* Provision of specific Compliance Training and development to the Compliance Analyst.
Skills and Experience:
* Proven insurance experience, preferably within the Lloyd’s environment.
* Strong academic record.
* Track record of delivering Compliance support across Monitoring, Advisory and Financial Crime.
* People management experience desirable.