Job Description
We’re currently partnering with a top performing workplace pension provider and are undergoing a rapid stage of growth. They are seeking a Compliance Monitoring Lead – 12 Month FTC who will lead the compliance monitoring function, ensuring operations align with regulations and internal policies.
Role Overview:
* Supporting the development and execution of a risk-based compliance monitoring plan.
* Designing and managing a monitoring program to identify areas of non-compliance.
* Conducting reviews across pension and insurance products.
* Advising on regulatory changes and improving monitoring processes.
* Offering technical support on regulatory matters across the business.
Requirements:
* Recognised compliance qualification.
* 5+ years in compliance within pensions or financial services.
* Proven leadership in compliance monitoring.
* Knowledge of FCA, PRA, TPR regulations, GDPR, and AML rules.