Compliance Manager
I have an exciting new opening for a passionate and talented individual to fulfill the role of Compliance Manager within the financial solutions sector for my incredibly successful award-winning client based in a prime location in Manchester city.
A typical day:
* Execute the Compliance Monitoring Plan, producing accurate monitoring reports routinely and ad-hoc, on the management of key risks and effectiveness of the business' control framework.
* Ensure the business complies with its regulatory Consumer Duty requirements and maintains adherence to the senior managers and certification regime policies.
* Discharge all policies including data protection and whistleblowing, ensuring business understanding and adherence to, supporting any investigation into breaches or wrongdoing.
* Ensure timely delivery of informative compliance reporting and areas for escalation relating to data protection, QA, complaints, financial crime, and horizon risk.
* Assist senior management in maintaining the business' risk registers, managing and tracking key risks in line with the risk and control self-assessment (RCSA) process.
* Support the Head of Compliance in partnering with the key business stakeholders to ensure overall compliance and adherence to all key policies and procedures.
Success in this role requires:
* Experience writing and implementing policies and procedures in line with FCA regulations.
* Subject matter expertise of FCA regulation is essential (3+ Years).
* Experience in undertaking compliance reviews, assessments, and presenting recommendations to senior management.
* Conducting research, writing articles on compliance-specific issues to update teams internally.
* Keeping up to date with current regulatory developments and informing teams internally in a digestible and actionable manner.
* Extensive knowledge of the Financial Services, with experience of reviewing and approving marketing materials and financial promotions for an FCA regulated business (within consumer financial services).
* Ability to maintain compliance while offering guidance on options, alternatives, and creative ways to reframe marketing copy and designs.
* Experience in developing, maintaining, and optimizing compliance workflows while balancing speed, efficiency, and regulatory requirements.
* Experience working in a high-growth, fast-paced environment with the appetite to do things differently and embed new ways of working whilst maintaining documented decision making and audit trails.
* An excellent communicator capable of driving strong cross-functional collaboration and effective management of senior stakeholders.
* Meticulous attention to detail, excellent organizational skills, with the ability to project manage multiple priorities simultaneously.
* Draft, update, and review compliance policies in line with regulatory requirements.
Perks and Benefits:
* Comprehensive training and ongoing support.
* Clear career progression opportunities.
* An open-minded culture that embraces innovation.
* On-site gym!
* Great Commission scheme!
* Healthcare benefits, discounts, and freebies.
* Social events and team recognition programs.
APPLY TODAY and avoid missing out on this opportunity to be part of a team that values your contribution and encourages you to make a real difference.