Fully remote role
THE COMPANY
Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.
THE RESPONSIBILITIES
* Regulatory Compliance & Oversight
* Compliance Monitoring & File Reviews
* Policies, Procedures & Documentation
* Risk Management
* Training & Cultural Embedding
* Lender & Panel Management
* Financial Crime Compliance
* Management Information & Reporting
EXPERIENCE REQUIRED
* Minimum 3-5 years’ experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
* Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
* Proven experience conducting mortgage file reviews and compliance monitoring
* Understanding of mortgage products, advice processes, and suitability assessments
* Excellent analytical skills with the ability to identify risks and recommend practical solutions
* Strong written communication skills for producing clear, professional compliance reports and guidance
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