Job Description
Location: South London - 3 days in the office
Salary: up to £85,000 plus benefits depending on experience
Our client is looking for a hands-on Compliance Officer to join a high-performing, regulated business in London. This is a broad, operational role with real visibility working closely with the CCO across compliance, governance and contract management.
Ideal for someone who enjoys ownership, thrives in a small team, and wants genuine impact.
What You'll Be Doing
Compliance & Regulatory
* Supporting FCA/SEC regulatory compliance
* Monitoring regulatory changes and assessing business impact
* Maintaining policies, controls and compliance frameworks
* Supporting monitoring reviews and incident management
* Helping embed a strong compliance culture
Legal & Contracts
* Managing NDAs and core client contracts (UK & US)
* Supporting contract workflows, approvals and documentation
* Flagging and escalating non-standard terms
Risk & Governance
* Supporting AML and onboarding processes
* Acting as DMLRO (with oversight)
* Assisting with data protection and governance activities
What We're Looking For
* 5+ years Experience in a Compliance Officer or compliance operations role
* Must have experience monitoring and reviewing financial promotions
* Background in financial services or regulated environment
* Strong understanding of compliance controls and governance
* Strong understanding of day-to-day compliance processes, controls, and good practice
* Experience supporting contract management/contract administration, including tracking, documentation, and process ownership
* Experience supporting the drafting or improvement of policies and internal governance documentation
* Strong understanding of FCA/SEC regulations
* Organised, pragmatic and confident working with senior stakeholders
If you're looking for a role with autonomy, exposure and real responsibility - we'd love to hear from you.