Working within the U&D Division of PIB Group, we are now looking to recruit a seasoned Compliance Officer, reporting into the Head of 1st Line of Defence. You will work within the business to deliver accurate and effective compliance advice and support, helping to ensure that the retail and wholesale businesses meet their regulatory obligations and that processes and procedures are adhered to.
You should have experience working within a financial services compliance role, be hands-on, and able to collaborate with different stakeholders. You will be confident in producing process documentation, reports, and MI that engage key stakeholders.
Responsibilities:
* Work with the business to support activities that align with business objectives while ensuring adherence to group policies.
* Collaborate with 2LoD to interpret and implement advice and guidance in line with group risk appetite.
* Identify priority compliance actions by analyzing conduct and regulatory MI, and conducting trend and root cause analysis.
* Ensure the effectiveness of business controls and take action to address gaps where necessary.
* Assist in creating compliant documentation, review approved materials regularly, and implement regulatory changes.
* Support and manage breaches, E&O s, and complaints, focusing on root causes and control effectiveness.
Why Join Us?
* Competitive salary and benefits package
* Flexible working and holiday options
* Pension, enhanced parental leave, and life insurance
* Discounts on technology, travel, and leisure
* Learning and development opportunities
* Volunteering and charity support days
Join a company that values innovation, growth, and its people. Apply now to take the next step in your career.
We are an equal opportunities employer, committed to hiring a diverse and inclusive workforce. We do not discriminate on the basis of race, colour, gender, religion, disability, age, sexual orientation, or any other characteristic protected by law.
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