We are seeking a Senior Regulatory Reporting Analyst to join our team.
The role will report to the Head of Operations. As the Senior Regulatory Reporting Analyst, assist in meeting regulatory reporting obligations, principally in relation to EMIR and MiFIR.
Main Responsibilities
* Identify and interpret regulatory requirements in the context of business activities and define corresponding obligations.
* Review regulatory announcements, identify changes to systems and processes, and implement necessary adjustments.
* Provide day-to-day oversight of operational processes, including exception monitoring and reconciliations.
* Assume responsibility for the timeliness and completeness of reporting.
* Investigate and resolve routine exceptions, directing non-routine exceptions to other departments as needed.
* Investigate ad-hoc queries and requests related to daily reporting activity and operational processes.
* Record breaches and determine appropriate action, including escalation and remediation.
* Investigate issues with static and reference data, perform periodic reconciliations, and notify new business, business change, or new products, markets, or brokers.
* Test the impact of new business, business change, or new products, markets, or brokers on reporting.
* Define remediation and back-reporting requirements, coordinate and verify remediation and back-reporting activity.
* Document applicable business scenarios within a scenario matrix and populate each field.
* Maintain operations policies and procedures.
* Perform User Acceptance Tests (UAT) to verify systems and process meet defined requirements.