BUSINESS UNIT AND ROLE OVERVIEW
Investment Banking Compliance supports the Investment Banking business by providing advice and guidance on regulatory, legal, and compliance matters. Investment Banking (“IB”) includes M&A, financial advisory, and financing transactions, including equity and debt capital markets, structured finance, credit finance, and corporate derivatives. We currently have an opportunity available for an analyst in London to cover the IB M&A Advisory business in EMEA.
RESPONSIBILITIES
* Providing advice and compliance oversight to IB personnel on transactions, new business initiatives, and significant business changes affecting the firm, as well as compliance, regulatory, and reputational issues.
* Developing and implementing policies, procedures, and best practice standards within IB.
* Keeping up to date with relevant regulatory and rule changes.
* Creating and implementing new controls and surveillances to mitigate risks to the firm by analyzing transactional processes used in IB, as well as the activities and actions of individual bankers.
* Assisting other compliance teams in monitoring IB activities to ensure adherence to applicable laws, regulations, and firm policies, including developing and executing surveillance and other forensic compliance programs.
* Creating and implementing live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes.
* Assisting in responding to regulatory inquiries and investigations.
SKILLS / EXPERIENCE
* Demonstrated interest in financial markets and investment banking.
* A highly motivated self-starter, who learns quickly and works well under pressure.
* A critical thinker with strong analytical, problem-solving, and organizational skills.
* Able to effectively summarize, communicate, and defend positions.
* A proactive team player who enjoys working collaboratively across teams and disciplines.
* Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous.
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and communities grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices worldwide.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion within our workplace and beyond by providing opportunities for professional and personal growth, from training and development programs to benefits, wellness, and personal finance offerings. Learn more about our culture, benefits, and people at GS.com/careers.
Our benefits include comprehensive health and welfare programs, competitive vacation policies, financial wellness and retirement support, health services, fitness facilities, and family care support, including on-site child care centers and parental resources.
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