CASS Oversight Manager
Trading FinTech
Remote (UK)
£75k - £85k + equity
What’s in it for you?
The opportunity to work from home, full-time. This is a remote-first business.
This is a newly created role, and you’ll have plenty of scope to make it your own, adding value through the continual development of processes and systems.
And you’ll get to work for and learn from an extremely talented Head of Compliance who holds the SMF16z function.
What you’ll be doing
You’ll be working for a FinTech start-up that will revolutionise the post-trading space both here in the UK and across Europe. Having been in stealth mode, they’ve recently gone live and so this is an exciting time to join the business.
You’ll oversee all aspects of daily reconciliations and escalations to the SMF16z, developing and maintaining CASS records and procedures in relation to reconciliations, CMAR and RP.
You’ll be responsible for monthly CMAR submissions, maintenance of the CASS RP and attend the firm’s CASS Oversight Committee.
You’ll also maintain up-to-date knowledge of regulatory changes and industry best practices related to CASS compliance and drive continuous improvements to enhance the accuracy, quality and efficiency of regulatory procedures.
What we’re looking for
You’ll be an experienced CASS Management specialist with an in-depth knowledge of reconciliations processes, regulatory requirements and market practices in the UK and EU.
You’ll need to be confident when working independently but also open to feedback with a desire to continually grow and develop.
Any previous experience of CASS business process development and/or implementation would be advantageous.
You must be happy to get your hands dirty with reconciliations etc. as this is initially a standalone role. There will be the potential to build out a team as the business grows.
Sound good?
If so, click apply and send over your CV.
Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at telling me that you’re interested. We’ll pick it up from there.