Cutting edge and expanding Ultra High Net Worth Wealth Manager are keen to hire into their small but friendly Compliance Team of 4. Working hybrid (2 days a week in the office) and reporting into the SMF16/17 this person would be responsible for the Monitoring and Financial Crime activities day to day but would have no SMF responsibilities and duties will include:
* Planning, execution and delivery of the Annual Monitoring Program
* Conducting deep dive thematic reviews
* Oversight of Financial Crime queries and escalations
* Management of Compliance Risk Frameworks
* Overflow and back up Compliance Advisory to the Front Office
* Horizon scanning of new regulations and assessing their impact
* Delivery of large Compliance projects
We are keen to hear from Compliance professionals with strong Regulatory Compliance knowledge across a broad range of Wealth Compliance topics including Monitoring, Testing and Fin Crime.