Job Description
The role holder will work within a dedicated AML & KYC function who play an integral part in the onboarding of Clients and Investors and ensuring the subsequent monitoring of these relationships.
1. You'll perform AML/KYC processes including onboarding & periodic reviews on clients and investors in accordance with scheduled cycles ensure compliance relevant AML/CFT regulations.
2. You'll complete key process controls including name screening, risk assessments within established timelines, source of wealth & funds and KYC documents are up to date and properly recorded.
3. You'll provide independent recommendations to mitigate the identified risks across the existing client & investor book where necessary, and/or be responsible for escalating the findings to the necessary stakeholders.
4. You'll perform management reporting on key statistics and status updates in an efficient manner.
5. You'll be the point of contact for clients and stakeholders to collect due diligence documents including periodic reviews and provide timely response to client.
6. You'll assist and support the team in administrative tasks where required.
7. You'll support the department as required within the confines of role.
8. You'll undertake any additional reasonable duties as required by the Firm.