Your new companyWe have an excellent opportunity for a Compliance Assistant to join a well-established Management Consultancy firm working in Legal Compliance.You will be based at their office in Loughborough working Monday to Friday from 09:00 to 17:00.Your new role
1. Assisting with all administration tasks involved in obtaining and maintaining clients' Quality Assurance Standards including; SQM, Lexcel and CQS accreditations. This includes drafting documents, reviewing client documents and providing support during audits.
2. Assisting with new firm applications to the Solicitors Regulation Authority and the Bar Standards Board
3. Assisting clients with our bespoke compliance software, including providing training and assisting with maintaining client records
4. Preparing client care letters and terms of engagement
5. Providing compliance advice and assistance in a number of areas, including but not limited to; Anti-Money Laundering, Data Protection, SRA Standards and Regulations, Accounts Rules, Legal Aid Agency contracts
6. Filtering and replying to emails
7. Liaising with colleagues and clients
8. Maintaining the CRM System to ensure that the client records are updated and are accurate
9. Answering telephone calls to the office, transferring calls or taking sufficiently detailed messages
10. Diary management and arranging client calls/visits
11. Assisting with other duties as n...