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Wealth Compliance Analyst or Supervisor, Newcastle-upon-Tyne, Tyne and Wear
Client: Meraki Talent
Location: Newcastle-upon-Tyne, Tyne and Wear, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Views:
10
Posted:
25.05.2025
Expiry Date:
09.07.2025
Job Description:
Wealth Compliance Analyst or Supervisor
Location: Newcastle
Type: Permanent
Meraki Talent’s Financial Services client is looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and play a significant role in the function’s growth and development over the coming years, with a tangible progression path.
Responsibilities of the Wealth Compliance Analyst or Supervisor include:
* Ensuring client files comply with policies and regulatory standards
* Providing support to financial advisors regarding their training, competency, and compliance
* Assisting with training new hires on compliance processes and standards
* Providing compliance support to the business and advisors
Required background:
* Strong experience in compliance or audit within the financial services sector
* Strong stakeholder management and business partnering skills
* Exposure to UK regulations and products
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