Regulatory & Investment Compliance Manager
IQ-EQ Group
Newcastle upon Tyne
GBP 60,000 - 80,000
Be among the first applicants.
2 days ago
Regulatory & Investment Compliance Manager
Job Description
Are you ready to make an impact in a dynamic regulatory environment? We're looking for a driven and detail-oriented professional to join our Regulatory Compliance (RegHosting) team as part of the Technical Advisory function.
In this pivotal role, you’ll take ownership of key responsibilities within the Technical Advisory Team, ensuring compliance excellence across our Principal Firms. Reporting directly to the Head of Technical Advisory, you'll also offer vital support across team projects and initiatives.
If you're passionate about regulatory frameworks and thrive in collaborative, high-stakes settings, this could be your next great opportunity.
What you'll do
* Lead Advisory Projects & Deliverables: Take ownership of assigned tasks and drive execution of the Technical Advisory Team’s business plan, including compliance manual updates and principal firm recommendations.
* Mentor & Train Staff: Support and coach colleagues on technical compliance matters, lead internal training sessions such as Zing rollouts and Virtual Coffee, and act as a subject matter expert for FCA/SEC regulatory changes.
* Regulatory Intelligence & Horizon Scanning: Track upcoming regulatory developments, lead the Horizon Scanning Working Group, and assist in translating changes into policy, guidance, and training.
* Oversight & Risk Management: Manage the issues and breaches framework, contribute to committees including AR Oversight, AIF Oversight, and Risk & Valuation, and support the development of conduct risk and consumer duty policies.
* Stakeholder Collaboration & Reporting: Build strong relationships across RegHosting and IQ-EQ, contribute to cross-firm initiatives, handle complaints resolution, and prepare management information for senior governance committees.
What we offer
* Competitive remuneration package based on market rates, qualifications, experience, and skills
* Generous pension scheme with employer contributions and options for increased employee contributions
* Wellbeing benefits including private health and dental cover, life assurance, discounted gym membership, eye tests, and access to a corporate GP
* 25 days paid annual leave plus UK public holidays; enhanced maternity, paternity, shared parental, and adoption leave
* Flexible working arrangements to support work-life balance
* Comprehensive training, tools, and development plans for career growth
Qualifications
* Solid background in investment management, liquid assets trading, venture capital, or private equity
* Professional qualifications such as the Investment Management Certificate (IMC) are preferred
* Highly organized, methodical, and detail-oriented
* Strong service mentality with an understanding of regulatory boundaries and risk management
* Ability to build effective relationships across stakeholder groups
* Technical knowledge of regulatory topics and problem-solving skills
* Collaborative approach to resolving challenges and supporting internal and client needs
Additional information
OUR COMMITMENT TO YOU AND THE ENVIRONMENT
We prioritize sustainability, building long-term relationships with stakeholders, and reducing our environmental impact. Our culture promotes diversity, equity, and inclusion, supported by our DEI steering committee.
Our learning and development programmes, hybrid working model, and global diversity enable employees from 94 nationalities speaking 41 languages across 25 countries to thrive. We support women managers launching their first funds through IQ-EQ Launchpad, aiming for gender balance in private equity and venture capital.
We are dedicated to long-term client relationships, understanding that our clients' success reflects our own.
Company description
ABOUT IQ-EQ
We are a leading Investor Services group providing comprehensive services in administration, accounting, reporting, regulatory, and compliance across the investment sector worldwide.
With over 5,800 employees across 25 jurisdictions and assets under administration exceeding US$750 billion, we serve 13 of the top 15 private equity firms globally.
Our commitment to ESG and technology, including a global data platform and proprietary tools, underpins our service delivery.
What sets us apart is our people. We act as trusted partners to our clients, delivering innovative solutions through expertise and strong relationships.
At IQ-EQ UK, we have been recognized as a great workplace, fostering an environment where potential is nurtured, individuality celebrated, and careers flourish. Loving where you work is fundamental to us.
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