Head of Compliance & MLRO
FCA registration, Compliance, MLRO
Reading based
£75,000
Our client is a fast growing, innovative fintech already well established in the UK looking to break into the European market. They provide market leading credit and debit card processing solutions, processing £3 billion with hundreds of new customers being signed on each month.
They are looking for a Compliance specialist with extensive Compliance experience within Financial Services including holding a similar role in an FCA regulated firm.
You will relish working in a fast-paced environment and contribute to the growth of the business as they continue to drive into new and exciting territories and product areas with additional benefits such as :
* Last Friday of the month – drinks on us!
* Quarterly team building event
* Annual awards ceremony
* Friday breakfast
* Day off on your Birthday!
As Head of Compliance & MLRO, you will report into the CEO and oversee compliance and risk monitoring across the business.
Day to day
* Develop and implement a Risk Management Framework to ensure all compliance and AML processes and procedures adhere to legal and regulatory requirements
* Act in the role of Money Laundering Reporting Officer and support the business in its application process with the FCA
* Develop and implement relevant compliance screening programmes to provide insight into suspicious activity
* Provide continued risk assessment across the business to highlight and mitigate any potential Financial Crime risks
* Conduct compliance audits and propose / implement relevant internal controls
* Provide compliance / AML guidance to the senior management team
* Ensure all employees have the relevant understanding of compliance and AML
* Implement and manage appropriate compliance and AML internal training programmes
To be successful in this role, you will show evidence of :
* High level knowledge of regulations around Financial Crime particularly relating to the Financial Services, Payments or Fintech sectors
* The ability to assimilate information and produce well written succinct detailed reports for senior management
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