Job Description
Our Client
Simmons and Hanbury have been instructed by a brilliant Financial Services business on an urgent Compliance Monitoring 6 Month Fixed Term Contract to help support the compliance monitoring plan.
Key Responsibilities
* Conduct regular monitoring and testing activities within set deadlines, maintaining clear records and audit trails.
* Identify, escalate, and document potential compliance issues or breaches while improving procedures where gaps are found.
* Support the compliance team by managing monitoring related queries and assisting with general compliance inbox management.
Experience Required
* 1-2 years of experience across compliance monitoring.
* Experience across areas such as personal account dealing, gifts and entertainment, and call monitoring also beneficial.
* Ideally will be proficient in using StarCompliance and familiar with systems like Bloomberg and voice recording tools, with the ability to quickly learn new platforms.
* Strong communicator, comfortable collaborating with colleagues at all levels across the business.
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our...