Does the idea of playing a pivotal role in ensuring great client outcomes and robust risk management in a leading wealth management business sound right for you? If you're passionate about high standards, client care, and regulatory integrity, this opportunity could be the perfect next step.
We’re looking for…
A Front Office Risk & Control Officer to join our collaborative team, reporting to the Head of Risk & Control. You'll focus on monitoring Suitability across our Discretionary Management and Wealth Planning Services, ensuring compliance with regulatory standards and supporting the business with strategic initiatives and day-to-day risk queries.
You’ll need:
• Degree-level education or equivalent experience
• Experience in discretionary or advisory investment management
• Relevant compliance or industry qualifications
• Strong knowledge of FCA Suitability requirements and conduct rules
• Familiarity with JFSC and SEC guidance
• A strong understanding of investment products and client needs
You are…
• Highly focused on achieving good client outcomes
• Detail-oriented and accurate in your work
• Confident, with strong communication and influencing skills
• Collaborative, with the ability to work across teams
• Proactive and solutions-focused
• Committed to professional standards and regulatory excellence
The good stuff…
• A values-driven, client-centric culture
• The chance to influence best practices and drive improvements
• Exposure to senior stakeholders and strategic initiatives
• Ongoing professional development and training opportunities
• Competitive salary and benefits package – Hybrid working
Does this sound like you? Then we want to hear from you. Please get in touch today.