Our client is looking for an additional DB Paraplanner to join their team. You will be working alongside the Financial Advisers, preparing and maintaining client files and putting forward recommendations, and reviewing client financial strategy.
Specific activities include:
1. Check all compliance paperwork is present
2. Confirm client risk profile is determined
3. Discuss client objectives with Financial Advisers
4. Identify and obtain the information necessary to compile financial cash flow forecast
5. Identify areas for planning,
6. Undertake research both independently and with the Financial Adviser to identify suitable solutions to meet the client's needs
7. Prepare information/comparisons for analysis by planner
8. Liaise with client’s legal and tax advisers (if applicable)
9. Consider current and future allocation of assets for investment strategy with regard to client risk profile
10. Prepare draft recommendation reports to be discussed/signed off by planner
11. Prepare suitability letters in accordance with the agreed recommendations
12. Complete application / proposals forms
13. Ensure all compliance paperwork is in order
14. Make changes to clients’ investments as instructed
15. Implement the chosen investment strategies
16. Act as main point of contact and deal effectively with queries from clients and other parties through effective communication
17. Establish and build st...