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Compliance officer – investment manager

London
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Compliance officer
Posted: 1 January
Offer description

A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to support their global programme.ResponsibilitiesPerform compliance monitoring and support remediationUpdate policies, procedures and risk assessmentsAdvise the business on regulatory requirements and compliance mattersConduct KYC/KYI due diligence to support AML requirementsDevelop and deliver compliance trainingMaintain organised and up-to-date compliance recordsConduct conflict-of-interest checks and advise on mitigationReview and approve marketing materialsContribute to global compliance initiatives and collaborate with international teamsProfileBachelor’s degree in a relevant field5+ years’ financial services regulatory compliance experience, preferably from a buyside institution Strong knowledge of FCA rules and regulatory expectationsSound judgement, integrity and ability to work independentlySkilled in preparing compliance documentation and reportsExcellent communication and relationship-building skills in English

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