Overview
Client Due Diligence Analyst / Manager, KYC, AML, Investment Management, EDINBURGH
A highly credible Financial Advisory & Investment Management firm based in the City Of London.
Responsibilities
* Join an exciting new team based in Edinburgh.
* Support the new AML and Onboarding department.
* Ensure that Customer Due Diligence and Client Periodic Reviews are conducted effectively for new customers and ensure compliance with the company’s Anti-Financial Crime policies and all applicable regulatory requirements.
* Carry out appropriate Client Due Diligence, KYC and AML checks on all new Investment Management clients in accordance with policies and procedures.
* Issue client documentation to all new customers.
* Provide advice and assistance to Front-Office on on-boarding policies and documentation requirements.
* Analyze and due diligence of AML / Sanction screening alerts; recognise high risk files, PEPs, adverse information, reputational risk and other compliance/financial crime risk triggers; undertake enhanced due diligence as needed and escalate where necessary.
* Support the MLRO in wider aspects of KYC, Client Onboarding and Financial Crime prevention, including AML, ABC, Sanctions, Tax Compliance and CTF.
Qualifications
* Previous AML/KYC, Client onboarding / Client Due Diligence experience, preferably within an investment management firm.
* Team management experience is helpful but not essential.
* Some experience with Jersey based clients would be helpful.
* Experience in Client Onboarding/Compliance/Financial Crime with exposure to Money Laundering, Sanctions and High-Risk Markets.
* Knowledge of EU and UK Financial Services Regulation, MiFID, JMLSG; Money Laundering Regulations Qualification and Skills.
Seniority level
* Not Applicable
Employment type
* Full-time
Job function
* Finance, Analyst, and Quality Assurance
Industries
* Investment Management
* Financial Services
* Investment Banking
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