Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business?
If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.
Responsibilities include:
* Supporting compliance processes, controls and internal reporting
* Handling customer complaints and driving fair outcomes
* Managing adviser onboarding and certification requirements
* Maintaining compliance registers and records
* Investigating financial crime alerts and supporting escalations
* Reviewing financial promotions with internal teams
* Assisting with regulatory reporting and data protection tasks
Requirements:
* Experience in compliance, risk or financial crime within financial services
* Understanding of regulatory frameworks and customer outcomes
* Exposure to AML, complaints, adviser oversight and reviewing financial promotions
* Strong attention to detail and stakeholder communication skills
* Diploma Level 4 (or working towards)
If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.