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Otc compliance manager, smf

London
Permanent
Compliance manager
Posted: 4h ago
Offer description

Candidates must have a minimum of 7 years in compliance, ideally in commodities trading or financial services. Our client, a financial institution, is seeking an OTC Compliance Manager, SMF to join their team on a permanent basis. The successful candidate will oversee trading compliance, financial crime prevention and conduct across multiple jurisdictions. Duties include (but not limited to): Ensure compliance with EMIR, MiFID II, MAR regarding derivatives, options, and OTC trades. Oversee transaction reporting and regulatory interactions. Monitor and manage interactions with brokers, Exchanges and Regulators. Maintain and evolve frameworks for AML, sanctions, anti-bribery/corruption and fraud. Liaise with legal teams and external bodies on investigations or breaches. Run global whistleblowing, investigations and remediation programs. Champion GDPR and global data privacy obligations, including cross-border data handling and counterparty due diligence. Collaborate with sustainability leads to align due diligence and reporting. Spearhead a compliance program globally, fostering a values-led, accountable culture. Report regularly to relevant committees. Deliver bespoke training covering all topics. Drafting policies, maintaining policies for regulatory evolution. Skills & Experience: At least 7 years in compliance, ideally in commodities trading or financial services. Qualified lawyer (in any jurisdiction) with strong knowledge of derivatives. Working knowledge of financial crime law and data protection and who is familiar with AML/Sanctions/KYC Platform/LexisNexis Bridger. For more information on this role please contact Judith Webb by sending your CV quoting ref 16897JW.

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