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Compliance Officer, Leeds, West Yorkshire
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Client:
JSS Search
Location:
Leeds, West Yorkshire, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
1
Posted:
22.08.2025
Expiry Date:
06.10.2025
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Job Description:
Compliance Officer role, key information:
* Permanent role paying up to £60k + bonus
* 3 days in 2 from home
* Solid understanding of the regulatory framework, particularly SMCR and ICOBS, and their application within the business.
* Working knowledge of compliance monitoring
Key responsibilities:
* Conduct monitoring in line with the compliance monitoring plan
* Escalate major issues and highlight trends to the Compliance Manager or Head of Compliance
* Implement best practice strategies and gain knowledge of office-specific business activities
* Contribute to the development of the Compliance function’s strategy
* Drive development of Management Information and Business Insights
* Consider the impact of regulatory matters or changes on the business, regulators, insurance market, or European Commission
* Horizon scanning and identification of emerging regulatory issues
* Ensure robust procedures to mitigate regulatory risk
* Regulatory submissions via Connect, Gabriel, and other FCA notifications as required
* Record breaches and complaints, maintain records, and implement lessons learned and corrective actions
Person requirements:
* Understanding of the regulatory framework, particularly SMCR and ICOBS
* Knowledge of compliance monitoring
* Ability to identify opportunities for efficiency and develop internal controls
* Relevant transferable compliance experience
* Effective relationship-building skills
* Professional and tactful negotiation skills
* Flexibility and adaptability
* Problem-solving skills, including resolving complex issues
* Ability to analyze and interpret management information for decision-making
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