Description
Our client is a leading financial services organisation based in central London. They are seeking an interim compliance professional to assist with critical project work over the next 3-4 months. Skills required: Conduct and/or lead compliance monitoring reviews, including planning, fieldwork, testing, and reporting •Provide advice on regulatory developments and assist in implementing related actions; •Follow-up on compliance findings and oversee completion of actions. •Product governance and oversight •Provide subject-matter expertise on product governance frameworks under PROD 3, COLL, and Consumer Duty; •Review and challenge product proposals and product change documentation; •Assessment of Value and Consumer Duty •Support 2nd line review of established Assessment of Value (AoV) process; •Contribute to Consumer Duty reviews, ensuring compliance with outcomes testing, MI, and governance expectations. •Other responsibilities •Advise on regulatory implications of fund changes (mergers, closures, share class changes, etc.); Contribute to Compliance MI, reporting to governance committees, and Board-level packs; •Provide regulatory input into business projects and initiatives as required.
Skills
1. Compliance
2. Risk management
3. Aml
4. Regulatory compliance
5. Compliance regulations
6. Consumer Duty
7. Regulatory
8. Quality assurance
9. Reporting
10. Detail
11. Financial services
12. Asset management
13. Risk analysis
Employee Value Proposition
N/A
Job Title: Compliance Lead
Location: London, UK
Rate/Salary: - GBP Daily
Job Type: Contract
Trading as TEKsystems. Allegis Group Limited, Maxis 2, Western Road, Bracknell, RG12 1RT, United Kingdom. No. 2876353. Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. TEKsystems is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands.