Compliance Monitoring & Advisory Manager
A market leader within vehicle leasing and management solutions is looking to bring on a Compliance Manager. This is a newly created role so will be a great opportunity for someone to come in and really make a difference as they have recently been acquired by a leading Financial Services company. You will work closely with the leading Finance company and work with customers who are part of regulated financial agreements. Hence the leasing company are needing to get FCA permissions, and this means that there is a need for someone to oversee their compliance.
Role Responsibilities
Overseeing an organisation's adherence to laws, regulations, and internal policies and acting as the primary point of contact for the Appointed Representative (AR) principal firm.This includes, developing and implementing compliance program, conducting monitoring activities, providing guidance and advice to stakeholders, and reporting on compliance status.This role ensures the organisation mitigates risks associated with non-compliance and promotes a culture of ethical and responsible conduct.
Job scope
Developing and Implementing Compliance Programs including a Compliance Monitoring Plan (CMP):
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